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February 8, 2010 Edition |
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J.P. Turner's CCO Selected as Meeting Faculty for the NSCP
Feb 28, 2009
ATLANTA, GA -- J.P Turner's Chief Compliance Officer, Michael Isaac, was selected by The National Society of Compliance Professionals to moderate a workshop panel "BD - Supervisory Responsibilities." The workshop explored the delegation of supervisory duties, supervision of branch offices and producing managers, supervisory red flag review: follow up and documentation, and supervisory controls and certification. Mr. Isaac was joined by panel member Scott N. Sherman of Alston and Bird, LLP. Keywords: JP Turner Independent broker-dealer Financial » News |
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